ISO 37301 Lead Auditor Training Course: Mastering Compliance Management Audits

Name: ISO 37301 Lead Auditor Training Course: Mastering Compliance Management Audits
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Mastering ISO 37301 Audits: Lead Auditor Course for CMS Implementation

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ISO 37301 Lead Auditor Training Course: Mastering Compliance Management Audits

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Course Overview:

This course provides training on the ISO 37301 standard and equips participants with the skills required for the role of lead auditor. It reviews the details of the Compliance Management System (CMS) and helps participants understand its strategic importance in modern organizations. This course also explores concepts such as corporate governance, risk management systems (RMS), and anti-corruption.

Target Audience:

Compliance Officers and Managers
Internal Auditors
Corporate Governance Officers
Risk Management Professionals
Strategic Compliance Management Teams

Target Departments:

Compliance Committees
Internal Audit
Risk Management
Senior Management
Boards of Directors

Target Sectors:

Finance and Banking
Healthcare
Information Technology
Manufacturing
Government Agencies and Similar

Course Objectives:

By the end of this course, participants will be able to:

Get a comprehensive understanding of ISO 37301 and its applications
Gain knowledge in preparing a Lead Auditor for a Compliance Management System (CMS)
Get strategic insights into compliance in organizations
Get insights into corporate governance, risk management systems (RMS), and internal control systems (ICS)
Gain experience in applying the PDCA principles of ISO 37301
Gain proficiency in ISO 37001 anti-bribery standards and practices

Training Methodology:

The course offers a combination of lectures, interactive sessions, and group work. Real-life case studies will provide practical insights into the challenges of a compliance management system (CMS). Feedback sessions will allow participants to measure their progress. The course emphasizes the importance of ISO 37301 and its comprehensive approach, including the intricacies of corporate governance and the risk management system (RMS). Course Tools:

Comprehensive Training Guide on ISO 37301
Checklists and Templates for Compliance Audits
Reading Materials on ISO 37301 and Related Standards
Access to Online Resources for Continuing Learning

Course Agenda:

Day 1: Foundations of Compliance and Strategic Management

Topic 1: Introduction to ISO 37301 and its Importance in Today's Organizations
Topic 2: Fundamental Principles and the General Compliance Framework
Topic 3: Uncovering the Legal Framework for Compliance at the Global and National Levels
Topic 4: Compliance as a Strategic Management Tool in Modern Organizations
Topic 5: Distinguishing Governance, ICS, RMS, and CMS
Review: Analyzing the Importance of Compliance in Strategic Decision-Making

Day 2: Standards, Systems, and Continuous Improvement

Topic 1: Compliance Management System (CMS) Standards: An Overview of ISO 37301
Topic 2: The Essence of ISO's High-Level Structure (HLS) Compliance
Topic 3: Introduction to the ISO 37001 Anti-Bribery Management System
Topic 4: PDCA Principles in ISO 37301
Topic 5: Change Management for Implementing and Sustaining Compliance
Review: Recognizing the Need for Continuous Improvement in Compliance Management

Day 3: Key Requirements of ISO 37301 and Compliance in Organizations

Topic 1: Delve into the ISO 37301 Requirements for Effective Compliance
Topic 2: Understanding the Organizational Context of Compliance Management
Topic 3: Leadership in Compliance: Roles, Responsibilities, and Authorities
Topic 4: Planning and Strategy for Effective Compliance Management
Topic 5: Operational Planning, Controls, and Procedures in CMS
Review: Reviewing the Importance of Leadership and Planning in Compliance

Day 4: Performance, Reviews, and Approaches for SMEs

Topic 1: Performance Evaluation Methods in ISO 37301
Topic 2: The Role of External Audits in Compliance Management Systems (CMS)
Topic 3: Certification Processes within the ISO Framework
Topic 4: Compliance Management in Small and Medium-sized Enterprises (SMEs)
Topic 5: The Impact of Organizational Culture on Compliance Management
Review: Analyzing the Role of Organizational Culture in Effective Compliance

Day 5: Advanced Concepts in Risk Management and Organization

Topic 1: Introduction to Organizational Culture and its Management Tools
Topic 2: Comprehensive Perspectives on Risk Management Systems and ERM
Topic 3: Aligning ISO 31000 Risk Management with ISO 37301 Compliance Management
Topic 4: Edgar Schein and Denison Culture Models in the Context of Compliance
Topic 5: Aligning Risk and Compliance for Organizational Efficiency
Review: Integrating Risk Management and Compliance for Organizational Excellence

How does this course differ from other CMS courses:

Unlike other courses, our course offers a combination of theoretical knowledge and practical skills. We emphasize practical application through case studies and simulations, providing participants with a comprehensive overview of corporate compliance, corporate governance, and the Risk Management System (RMS).

credits: 5 credit per day

Course Mode: full-time

Provider: Agile Leaders Training Center