Ethics and Compliance Operating Systems Course

Name: Ethics and Compliance Operating Systems Training Course
Availability: InStock

Advanced practice in ethics governance, conduct controls, speak-up systems, culture measurement, monitoring, and improvement

Ethics and Compliance Operating Systems Course

At a glance

Duration: 1 Week
Format: Classroom
Cities: Munich, Tashkent, Casablanca, Rome, Amsterdam, Toronto and more
Next session: 26 – 30 October 2026, Munich
Average fee: 5,750 €

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Ethics and Compliance Operating Systems Training Course

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Overview

Ethics and Compliance Operating Systems Training Course is a one-week advanced course for professionals who design controls and culture, leaving with an Ethics and Compliance Operating System Pack. The course connects governance, conduct standards, risk assessment, speak-up processes, investigations interfaces, incentives, culture measurement, monitoring, and improvement. Participants use ISO 37301:2021 and ISO 37002:2021 as operating references. Agile Leaders Training Center positions ethics and compliance as measurable organizational practice.

Who Should Attend

Teams responsible for ethics and compliance system design
Teams responsible for conduct standards and policy governance
Teams responsible for speak-up channels and case-routing controls
Teams responsible for compliance risk, monitoring, testing, and assurance
Teams responsible for incentives, discipline, culture, and employee relations
Teams responsible for board and executive compliance oversight

The course assumes participants already manage compliance or conduct activities and leaves out jurisdiction-specific legal advice and certification preparation.

Departments and Industries

The course supports functions and sectors that need coordinated ethics and compliance controls.

Compliance, ethics, legal, governance, and company-secretariat functions
Risk, internal audit, investigations, human resources, and assurance teams
Financial services, insurance, professional services, and technology organizations
Energy, construction, manufacturing, logistics, and healthcare operations
Nonprofit, education, family-enterprise, and public-service organizations

Learning Objectives

By the end of this course, participants will be able to:

Analyze ethics and compliance governance, authority, and accountability
Build a risk-based compliance control architecture
Apply code-of-conduct and speak-up operating controls
Evaluate incentives, discipline, and investigation interfaces
Use culture indicators, monitoring, and testing methods
Prioritize lessons learned and system improvements

Course Agenda

Day 1: Governance and System Architecture

ISO 37301:2021 Compliance System Structure Map
Ethics and Compliance Mandate and Accountability Matrix
Leadership Commitment and Oversight Evidence Model
Compliance Function Authority, Access, and Resource Assessment
Ethics and Compliance Operating-System Blueprint

Day 2: Conduct and Risk Controls

Values-to-Code-of-Conduct Design Method
Compliance Risk Assessment and Prioritization Matrix
Policy, Procedure, and Control Ownership Map
Conflict-of-Interest Disclosure and Decision Workflow
Third-Party Conduct and Due-Diligence Control Set

Day 3: Speak-Up and Accountability

ISO 37002:2021 Trust, Impartiality, and Protection Model
Reporting Channel and Concern-Intake Architecture
Triage, Investigation Referral, and Need-to-Know Matrix
Anti-Retaliation Monitoring and Protection Checklist
Incentive, Discipline, and Consequence-Consistency Framework

Day 4: Culture, Monitoring, and Improvement

Ethics and Compliance Culture Indicator Map
Monitoring, Testing, and Assurance Plan
Compliance Data Access and Evidence Inventory
Lessons-Learned and Root-Cause Feedback Loop
Effectiveness Dashboard and Improvement Backlog

Day 5: Ethics and Compliance System Practice

Exercise: Governance and Resource Adequacy Review
Exercise: Conduct Risk and Control Mapping
Exercise: Speak-Up, Triage, and Protection Simulation
Exercise: Culture and Effectiveness Evidence Challenge
Capstone Exercise: Ethics and Compliance Operating System Pack

Practical Exercises

The course uses suggested activities that turn ethics commitments into operating evidence.

Suggested activity: map accountability, reporting access, resources, and oversight evidence for an ethics and compliance function.
Suggested activity: trace a conduct risk through policy, control, owner, indicator, and assurance evidence.
Suggested activity: route a speak-up concern while protecting confidentiality and separating triage from investigation decisions.
Suggested activity: convert culture indicators and lessons learned into an improvement backlog.

FAQs

Who should attend the Ethics and Compliance Operating Systems Training Course?

The course suits professionals who design, govern, operate, test, or oversee ethics and compliance controls. It assumes practical responsibility for compliance or conduct activities.

How does an ethics and compliance operating system differ from compliance fundamentals?

An ethics and compliance operating system integrates governance, conduct controls, reporting channels, accountability, culture evidence, testing, and improvement, while a fundamentals course introduces core concepts and responsibilities.

How can organizations measure ethics and compliance culture?

Organizations can combine speak-up patterns, retaliation indicators, employee feedback, control behavior, incentive evidence, disciplinary consistency, training application, leadership actions, and lessons learned while interpreting each measure in context.

What makes ethics and compliance monitoring useful?

Useful monitoring links risks to controls, owners, evidence, indicators, testing criteria, exceptions, root causes, and action closure so decision-makers can distinguish activity from effectiveness.

Conclusion

The course links ethics, compliance, conduct, reporting, accountability, culture, monitoring, and improvement in one operating cycle. Participants take back an Ethics and Compliance Operating System Pack with governance, control, culture, and effectiveness artifacts. The pack makes ownership, evidence, decisions, and improvement priorities easier to test and explain.

credits: 5 credit per day

Course Mode: full-time

Provider: Agile Leaders Training Center

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Showing 1-20 of 75 events

Location	Dates	Duration	Mode	Price
Munich	Week 44, 2026 26 – 30 October 2026	1 Week	Onsite	€5,700
Tashkent	Week 44, 2026 1 – 5 November 2026	1 Week	Onsite	€4,500
Casablanca	Week 46, 2026 9 – 13 November 2026	1 Week	Onsite	€4,100
Rome	Week 46, 2026 9 – 13 November 2026	1 Week	Onsite	€5,700
Amsterdam	Week 47, 2026 16 – 20 November 2026	1 Week	Onsite	€5,700
Toronto	Week 47, 2026 22 – 26 November 2026	1 Week	Onsite	€12,000
San Diego	Week 48, 2026 23 – 27 November 2026	1 Week	Onsite	€14,000
London	Week 49, 2026 30 November – 4 December 2026	1 Week	Onsite	€5,700
Lagos	Week 49, 2026 6 – 10 December 2026	1 Week	Onsite	€4,100
Istanbul	Week 50, 2026 7 – 11 December 2026	1 Week	Onsite	€4,500
Tokyo	Week 51, 2026 14 – 18 December 2026	1 Week	Onsite	€10,000
Trabzon	Week 51, 2026 20 – 24 December 2026	1 Week	Onsite	€6,800
Dubai	Week 52, 2026 21 – 25 December 2026	1 Week	Onsite	€4,500
Vienna	Week 53, 2026 28 December 2026 – 1 January 2027	1 Week	Onsite	€5,700
Abu Dhabi	Week 53, 2026 28 December 2026 – 1 January 2027	1 Week	Onsite	€4,700
Cape town	Week 53, 2027 3 – 7 January 2027	1 Week	Onsite	€4,500
Dubai	Week 01, 2027 4 – 8 January 2027	1 Week	Onsite	€4,500
Geneva	Week 01, 2027 10 – 14 January 2027	1 Week	Onsite	€6,200
Berlin	Week 02, 2027 11 – 15 January 2027	1 Week	Onsite	€5,700
Athens	Week 03, 2027 18 – 22 January 2027	1 Week	Onsite	€6,700

Frequently asked questions

What does this course cover?

OverviewEthics and Compliance Operating Systems Training Course is a one-week advanced course for professionals who design controls and culture, leaving with an Ethics and Compliance Operating System Pack. The course connects governance, conduct standards, risk assessment, speak-up processes, investigations interfaces, incentives, culture measurement, mon…

Are training dates available?

Yes. Available dates and destinations are listed in the course dates section on this page.

How can I register?

Choose an available date on this page and complete the registration form, or send a programme enquiry.

Can I download the course brochure?

Yes. Use the brochure download link provided on this page.

Ethics and Compliance Operating Systems Course