Global Financial Regulation and Supervision Course

Name: Global Financial Regulation and Supervision Training Course
Availability: InStock

Connect prudential, conduct, recovery, reporting, regulatory-change, supervisory-engagement, and board-governance responsibilities.

Global Financial Regulation and Supervision Course

At a glance

Duration: 1 Week
Format: Classroom
Cities: London, Jakarta, San Diego, Doha, New York, Marbella and more
Next session: 26 – 30 October 2026, London
Average fee: 5,750 €

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Global Financial Regulation and Supervision Training Course

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Overview

Global Financial Regulation and Supervision Training Course is a one-week course for compliance, risk, legal, audit, governance, and regulated-institution managers who leave with a Financial Regulatory Governance File. The course connects regulatory architecture, prudential supervision, capital and liquidity, market conduct, financial crime controls, recovery and resolution, regulatory reporting, change management, supervisory engagement, and board oversight. Agile Leaders Training Center presents global financial regulation for governed implementation.

Who Should Attend

Compliance functions responsible for interpreting obligations and coordinating implementation
Financial risk functions responsible for capital, liquidity, stress, and prudential evidence
Legal and regulatory-affairs functions responsible for regulatory interpretation and engagement
Internal audit functions responsible for assurance over regulatory governance and controls
Governance functions responsible for board oversight, accountability, and reporting
Business management functions responsible for implementing regulatory change

The course assumes participants work with regulatory obligations, risk information, control evidence, or supervisory requests and leaves out jurisdiction-specific legal advice, detailed prudential calculations, investment analysis, and basic banking operations.

Departments and Industries

The course supports global financial regulation and supervision across:

Compliance, legal, regulatory-affairs, risk, and internal-audit departments
Finance, treasury, data, reporting, and governance functions
Banks, insurers, securities firms, and payment organizations
Investment, asset-management, fintech, and market-infrastructure organizations
Consulting, assurance, and professional-service teams supporting regulated institutions

Learning Objectives

By the end of this course, participants will be able to:

Analyze regulatory objectives, perimeter, institutions, and cross-border interfaces
Evaluate prudential capital, liquidity, supervision, and disclosure concepts
Compare conduct, market-integrity, and financial-crime control expectations
Build recovery, resolution, reporting, and information maps
Apply regulatory change and supervisory-engagement controls
Evaluate governance evidence and board regulatory reporting

Course Agenda

Day 1: Regulatory Architecture and Objectives

Global Financial Regulatory Architecture Map
Regulatory Objectives and Public-Interest Matrix
Regulatory Perimeter and Entity Classification
Home and Host Supervision Interface Map
Regulatory Obligation Inventory

Day 2: Prudential Supervision and Resilience

Basel Framework Structure Reference
Capital Adequacy Concept Map
Liquidity Risk and Monitoring Metric Guide
Supervisory Review Evidence Checklist
Prudential Stress-Test Governance Record

Day 3: Conduct, Integrity, and Financial Crime

Investor Protection and Market Integrity Map
Conduct Risk Control Assessment
Disclosure and Market Discipline Checklist
Financial Crime Control Interface Matrix
Regulatory Data Lineage and Reporting Map

Day 4: Recovery, Resolution, and Change

FSB Key Attributes Reference Map
Recovery Option and Trigger Register
Resolution Information Requirement Matrix
Regulatory Change Impact Assessment
Supervisory Engagement and Response Log

Day 5: Financial Regulatory Governance Practice

Exercise: Map Regulatory Perimeter and Obligations
Exercise: Review Prudential and Conduct Evidence
Exercise: Connect Recovery, Resolution, and Reporting
Exercise: Plan Regulatory Change and Engagement
Capstone Exercise: Financial Regulatory Governance File

Practical Exercises

The course uses suggested activities to practice financial regulatory governance:

Suggested activity: map the prudential and conduct interfaces for a banking group
Suggested activity: review capital, liquidity, disclosure, and reporting evidence for a supervisory meeting
Suggested activity: connect recovery triggers and information needs for an insurance case
Suggested activity: present a regulatory change decision and governance report to a board committee

FAQs

Who does global financial regulation and supervision training suit, and what does it assume?

Global financial regulation and supervision training suits experienced compliance, risk, legal, audit, governance, and management functions and assumes responsibility for regulatory evidence, implementation, oversight, or supervisory engagement.

How does global financial regulation training differ from general corporate compliance training?

Global financial regulation training focuses on prudential supervision, conduct, market integrity, recovery, resolution, regulatory reporting, and cross-border oversight, while general corporate compliance covers obligations across many industries.

What is prudential supervision in global financial regulation?

Prudential supervision assesses whether financial institutions maintain adequate resilience, governance, risk management, capital, liquidity, controls, information, and corrective capacity in relation to their risks.

How do recovery and resolution differ in financial regulation?

Recovery uses institution-led options to restore financial strength and viability under stress, while resolution enables authorities to manage failure while protecting critical functions and financial stability.

How should financial institutions manage regulatory change?

Financial institutions should manage regulatory change through horizon scanning, interpretation, applicability decisions, impact assessment, ownership, implementation, testing, evidence, approval, reporting, and closure controls.

Conclusion

Participants take back a Financial Regulatory Governance File containing architecture maps, obligation inventories, prudential references, conduct assessments, recovery and resolution maps, change controls, engagement logs, and a board report. The file changes dispersed regulatory activity into a traceable governance process. It supports accountable interpretation, implementation, evidence, escalation, and supervisory communication.

credits: 5 credit per day

Course Mode: full-time

Provider: Agile Leaders Training Center

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Showing 21-40 of 75 events

Location	Dates	Duration	Mode	Price
Abu Dhabi	Week 05, 2027 1 – 5 February 2027	1 Week	Onsite	€4,700
Barcelona	Week 06, 2027 8 – 12 February 2027	1 Week	Onsite	€5,700
Muscat	Week 06, 2027 14 – 18 February 2027	1 Week	Onsite	€5,700
Kuala Lumpur	Week 07, 2027 15 – 19 February 2027	1 Week	Onsite	€5,200
Chicago	Week 07, 2027 21 – 25 February 2027	1 Week	Onsite	€12,000
Berlin	Week 08, 2027 22 – 26 February 2027	1 Week	Onsite	€5,700
Zoom	Week 09, 2027 1 – 5 March 2027	1 Week	Online	€1,500
Frankfurt	Week 09, 2027 1 – 5 March 2027	1 Week	Onsite	€5,700
Vienna	Week 10, 2027 8 – 12 March 2027	1 Week	Onsite	€5,700
Montreux	Week 11, 2027 15 – 19 March 2027	1 Week	Onsite	€7,500
Kuwait	Week 11, 2027 21 – 25 March 2027	1 Week	Onsite	€5,500
Bangkok	Week 12, 2027 28 March – 1 April 2027	1 Week	Onsite	€6,000
Istanbul	Week 14, 2027 5 – 9 April 2027	1 Week	Onsite	€4,500
Rome	Week 15, 2027 12 – 16 April 2027	1 Week	Onsite	€5,700
Munich	Week 16, 2027 19 – 23 April 2027	1 Week	Onsite	€5,700
Tbilisi	Week 17, 2027 26 – 30 April 2027	1 Week	Onsite	€5,000
Toronto	Week 17, 2027 2 – 6 May 2027	1 Week	Onsite	€12,000
Cairo	Week 18, 2027 3 – 7 May 2027	1 Week	Onsite	€4,100
Athens	Week 18, 2027 3 – 7 May 2027	1 Week	Onsite	€6,700
Madrid	Week 19, 2027 10 – 14 May 2027	1 Week	Onsite	€5,700

Frequently asked questions

What does this course cover?

OverviewGlobal Financial Regulation and Supervision Training Course is a one-week course for compliance, risk, legal, audit, governance, and regulated-institution managers who leave with a Financial Regulatory Governance File. The course connects regulatory architecture, prudential supervision, capital and liquidity, market conduct, financial crime contro…

Are training dates available?

Yes. Available dates and destinations are listed in the course dates section on this page.

How can I register?

Choose an available date on this page and complete the registration form, or send a programme enquiry.

Can I download the course brochure?

Yes. Use the brochure download link provided on this page.

Global Financial Regulation and Supervision Course