Internal Auditing Principles and Foundations Course

Name: Internal Auditing Principles and Practice Foundations Course
Availability: InStock

Apply ethics, independence, risk, control, engagement, evidence, communication, and quality principles in internal audit work.

Internal Auditing Principles and Foundations Course

At a glance

Duration: 5 days
Format: Classroom
Cities: Amsterdam, Kuala Lumpur, Abu Dhabi, Johannesburg, Rome, Milan and more
Next session: 12 – 16 October 2026, Amsterdam
Average fee: 5,800 €

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Internal Auditing Principles and Practice Foundations Course

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Overview

Internal Auditing Principles and Practice Foundations Course is a five-day course for new and developing internal auditors, assurance professionals, audit coordinators, risk specialists, and managers who work with internal audit who leave with an Internal Audit Foundations Toolkit. The course connects purpose, ethics, independence, objectivity, governance, risk management, controls, engagement planning, evidence, findings, communication, action monitoring, and quality improvement. Agile Leaders Training Center delivers this course on internal auditing principles.

Who Should Attend

New internal audit practitioners responsible for supporting engagement work
Assurance functions responsible for evidence, findings, and follow-through
Audit coordination functions responsible for plans, records, and communication
Risk and compliance functions responsible for governance and control insight
Managers responsible for working with internal audit engagements and actions

The course assumes participants have workplace exposure to governance, risk, controls, assurance, or business processes and leaves out certification-exam preparation and specialist audit software.

Departments and Industries

The course supports internal audit responsibilities across operational, regulated, and service environments.

Internal audit, assurance, risk, and compliance departments
Financial and professional-services organizations
Manufacturing and supply-chain operations
Healthcare and education institutions
Technology and digital-service functions
Public-service and nonprofit organizations

Learning Objectives

By the end of this course, participants will be able to:

Apply integrity, objectivity, competency, care, and confidentiality principles
Compare governance, management, and internal audit responsibilities
Evaluate risks, controls, independence, and engagement boundaries
Build engagement objectives, scope, procedures, and evidence plans
Analyze evidence and formulate findings and recommendations
Use communication, action monitoring, and quality-improvement controls

Course Agenda

Day 1: Purpose Ethics and Professional Judgment

Internal Audit Purpose and Value Map
Integrity and Ethical Decision Checklist
Objectivity and Conflict-of-Interest Screen
Competency and Due Professional Care Matrix
Confidentiality and Information Handling Protocol

Day 2: Governance Independence and Risk

Board Management and Audit Responsibility Map
Internal Audit Charter Elements Checklist
Organizational Independence Safeguard Matrix
Governance Risk and Control Relationship Canvas
Risk-Based Audit Priority Grid

Day 3: Engagement Planning and Evidence

Engagement Objective and Scope Template
Risk and Control Assessment Matrix
Audit Procedure Design Sheet
Evidence Sufficiency and Reliability Criteria
Workpaper Traceability and Review Checklist

Day 4: Findings Communication and Quality

Condition Criteria Cause and Effect Model
Recommendation and Action-Plan Evaluation Grid
Engagement Results Communication Structure
Action Monitoring and Escalation Register
Quality Assurance and Improvement Review

Day 5: Internal Audit Practice and Capstone

Suggested Exercise: Ethics and Objectivity Scenario Review
Suggested Exercise: Governance Risk and Control Mapping
Suggested Exercise: Scope Procedure and Evidence Planning
Suggested Exercise: Finding Communication and Action Review
Capstone Exercise: Internal Audit Foundations Toolkit

Practical Exercises

The course uses suggested activities to connect professional principles with engagement decisions.

Suggested activity: assess independence, objectivity, confidentiality, and care in a financial-service scenario.
Suggested activity: map governance, risks, and controls for a manufacturing process.
Suggested activity: build objectives, scope, procedures, and evidence criteria for a healthcare engagement.
Suggested activity: convert evidence into a finding, recommendation, communication, and action-monitoring record.

FAQs

Who suits internal auditing principles and practice foundations, and what does the course assume?

Internal auditing principles and practice foundations suit new and developing professionals with workplace exposure to governance, risk, controls, assurance, or business processes.

How do internal auditing principles differ from external audit fundamentals?

Internal auditing principles focus on independent assurance and advice concerning governance, risk management, controls, operations, and improvement, while external audit fundamentals focus primarily on independent opinions for external reporting purposes.

Why are independence and objectivity central to internal auditing principles?

Independence supports the function's authority and position, while objectivity supports unbiased professional judgment during planning, evidence evaluation, conclusions, and communication.

What makes internal audit evidence suitable for a finding?

Suitable internal audit evidence is relevant, reliable, sufficient for the conclusion, traceable to procedures, reviewed appropriately, and connected to clear criteria and observed conditions.

How does quality improvement support internal auditing practice?

Quality improvement uses supervision, workpaper review, performance measures, stakeholder feedback, assessments, action tracking, and method updates to strengthen conformance and effectiveness.

Conclusion

Participants leave with an Internal Audit Foundations Toolkit linking ethics, independence, governance, risk, controls, planning, evidence, findings, communication, action monitoring, and quality. The toolkit changes disconnected concepts into a structured engagement practice. It provides a working basis for exercising judgment, documenting work, communicating results, and improving internal audit delivery.

credits: 5 credit per day

Course Mode: full-time

Provider: Agile Leaders Training Center

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Showing 21-40 of 74 events

Location	Dates	Duration	Mode	Price
Abu Dhabi	Week 02, 2027 11 – 15 January 2027	5 Days	Onsite	€4,700
Bali	Week 02, 2027 17 – 21 January 2027	5 Days	Onsite	€5,700
Berlin	Week 04, 2027 25 – 29 January 2027	5 Days	Onsite	€5,700
Toronto	Week 04, 2027 31 January – 4 February 2027	5 Days	Onsite	€12,000
Paris	Week 06, 2027 8 – 12 February 2027	5 Days	Onsite	€5,700
Barcelona	Week 07, 2027 15 – 19 February 2027	5 Days	Onsite	€5,700
Frankfurt	Week 07, 2027 15 – 19 February 2027	5 Days	Onsite	€5,700
Sharm El-Sheikh	Week 08, 2027 22 – 26 February 2027	5 Days	Onsite	€4,100
Montreux	Week 08, 2027 22 – 26 February 2027	5 Days	Onsite	€7,500
Nice	Week 09, 2027 1 – 5 March 2027	5 Days	Onsite	€5,700
Amsterdam	Week 10, 2027 8 – 12 March 2027	5 Days	Onsite	€5,700
San Diego	Week 11, 2027 15 – 19 March 2027	5 Days	Onsite	€14,000
Manama	Week 11, 2027 21 – 25 March 2027	5 Days	Onsite	€4,700
Geneva	Week 12, 2027 28 March – 1 April 2027	5 Days	Onsite	€6,200
Istanbul	Week 13, 2027 29 March – 2 April 2027	5 Days	Onsite	€4,500
Tbilisi	Week 14, 2027 5 – 9 April 2027	5 Days	Onsite	€5,000
Dubai	Week 15, 2027 12 – 16 April 2027	5 Days	Onsite	€4,500
London	Week 16, 2027 19 – 23 April 2027	5 Days	Onsite	€5,700
Abu Dhabi	Week 16, 2027 19 – 23 April 2027	5 Days	Onsite	€4,700
Trabzon	Week 16, 2027 25 – 29 April 2027	5 Days	Onsite	€6,800

Frequently asked questions

What does this course cover?

OverviewInternal Auditing Principles and Practice Foundations Course is a five-day course for new and developing internal auditors, assurance professionals, audit coordinators, risk specialists, and managers who work with internal audit who leave with an Internal Audit Foundations Toolkit. The course connects purpose, ethics, independence, objectivity, go…

Are training dates available?

Yes. Available dates and destinations are listed in the course dates section on this page.

How can I register?

Choose an available date on this page and complete the registration form, or send a programme enquiry.

Can I download the course brochure?

Yes. Use the brochure download link provided on this page.

Internal Auditing Principles and Foundations Course