RegTech Compliance Solutions and Governance Course

Name: Advanced RegTech Compliance Solutions and Governance Training Course
Availability: InStock

Govern RegTech selection, data, automated controls, implementation assurance, and measurable compliance outcomes.

RegTech Compliance Solutions and Governance Course

At a glance

Duration: 1 Week
Format: Classroom
Cities: Sharm El-Sheikh, Berlin, Lagos, Dubai, Cape town, Istanbul and more
Next session: 2 – 6 November 2026, Sharm El-Sheikh
Average fee: 5,750 €

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Advanced RegTech Compliance Solutions and Governance Training Course

Overview

Advanced RegTech Compliance Solutions and Governance Training Course is a one-week course for compliance leaders, regulatory operations teams, risk technology specialists, financial crime controls professionals, data governance teams, and assurance managers who need a RegTech Solution Governance File. The course connects RegTech compliance solutions, regulatory obligation mapping, automated compliance monitoring, data lineage controls, model validation, workflow integration, and implementation assurance. Participants build a vendor-neutral operating model and measurement plan. Agile Leaders Training Center treats RegTech governance as controlled operational change.

Who Should Attend

Functions responsible for compliance strategy, obligations, and monitoring
Teams responsible for regulatory operations and reporting workflows
Functions responsible for risk technology selection and governance
Teams responsible for financial crime controls and case management
Functions responsible for data governance, analytics, and model risk
Assurance teams responsible for implementation review and control testing

The course assumes participants already operate compliance processes, govern technology or data, test controls, or oversee regulatory change and leaves out introductory compliance and product-specific software administration.

Departments and Industries

The course supports departments and industries that use technology to interpret obligations, monitor controls, manage cases, and produce regulatory evidence.

Compliance, regulatory affairs, legal operations, and conduct-risk functions
Risk technology, data governance, analytics, and information-management teams
Financial services, insurance, payments, and digital finance organizations
Telecommunications, healthcare, energy, and regulated infrastructure operators
Internal audit, assurance, consulting, and managed compliance services

Learning Objectives

By the end of this course, participants will be able to:

Analyze RegTech use cases against obligations and control needs
Build a governed RegTech operating model and decision rights
Evaluate data lineage, rule logic, analytics, and model risk
Apply human oversight and workflow integration controls
Use assurance tests to diagnose implementation weaknesses
Prioritize performance measures and benefits realization actions

Course Agenda

Day 1: RegTech Use Cases and Obligations

RegTech Capability and Compliance Use-Case Map
Regulatory Obligation and Control Traceability Matrix
Compliance Process Pain-Point Diagnostic
Use-Case Value, Risk, and Feasibility Scorecard
RegTech Solution Requirement and Evidence Register

Day 2: Solution Governance and Operating Model

RegTech Governance Body and Decision-Rights Model
Business, Compliance, Data, and Technology RACI Matrix
Solution Lifecycle and Change-Control Framework
Third-Party Solution Due-Diligence Checklist
RegTech Operating Model and Service Interface Canvas

Day 3: Data, Rules, and Analytics Controls

Compliance Data Lineage and Ownership Map
Data Quality Rule and Exception-Control Catalogue
Regulatory Rule Logic Validation Method
Analytics and Model Risk Assessment Sheet
Privacy, Access, Retention, and Audit-Trail Control Matrix

Day 4: Workflow Integration and Assurance

Automated Compliance Monitoring Workflow Design
Alert, Case, Escalation, and Closure Control Map
Human Oversight and Decision Override Protocol
RegTech Implementation Assurance Test Plan
Performance Measure and Benefits Realization Dashboard

Day 5: RegTech Governance Practice

Exercise: Obligation and Use-Case Traceability Review
Exercise: Operating Model and Decision-Rights Design
Exercise: Data, Rule, and Model Control Test
Exercise: Workflow Assurance and Performance Diagnosis
Capstone Exercise: RegTech Solution Governance File

Practical Exercises

The course uses suggested activities that connect RegTech design choices to compliance evidence, operational control, and accountable decisions.

Suggested activity: score competing monitoring use cases for a payment-services compliance function.
Suggested activity: map data lineage and validation controls for an insurance reporting workflow.
Suggested activity: test human oversight and escalation for an automated financial-crime alert process.
Suggested activity: assemble an assurance and benefits plan for a regulated infrastructure operator.

FAQs

Who should attend the Advanced RegTech Compliance Solutions and Governance Training Course?

The course suits professionals responsible for compliance operations, risk technology, financial crime controls, data governance, analytics, or assurance. It assumes experience with compliance processes, technology governance, control testing, or regulatory change.

How does RegTech compliance solutions training differ from general compliance training?

RegTech compliance solutions training concentrates on technology use cases, data, rule logic, automated workflows, governance, assurance, and performance, while general compliance training concentrates on obligations, conduct, policies, and manual control responsibilities.

What belongs in a RegTech operating model?

A RegTech operating model connects ownership, decision rights, service interfaces, lifecycle controls, data responsibilities, validation, human oversight, support, change management, assurance, and performance reporting.

How should RegTech model and rule risks be controlled?

RegTech model and rule risks should be controlled through documented logic, approved data, validation tests, version control, thresholds, exception handling, human review, audit trails, monitoring, and periodic challenge.

How are RegTech compliance solution benefits measured?

RegTech compliance solution benefits are measured through evidence of control effectiveness, data quality, reporting timeliness, alert precision, workflow completion, exception resolution, user adoption, assurance findings, and sustainable operating effort.

Conclusion

The course integrates use-case selection, obligation traceability, solution governance, data controls, validation, workflow integration, assurance, and performance measurement. Participants take back a RegTech Solution Governance File containing operating decisions, control evidence, tests, and measures. The file makes technology-enabled compliance easier to govern, challenge, monitor, and improve across its lifecycle.

credits: 5 credit per day

Course Mode: full-time

Provider: Agile Leaders Training Center

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Showing 21-40 of 75 events

Location	Dates	Duration	Mode	Price
Milan	Week 04, 2027 25 – 29 January 2027	1 Week	Onsite	€5,700
Athens	Week 05, 2027 1 – 5 February 2027	1 Week	Onsite	€6,700
Montreux	Week 06, 2027 8 – 12 February 2027	1 Week	Onsite	€7,500
Munich	Week 07, 2027 15 – 19 February 2027	1 Week	Onsite	€5,700
Vienna	Week 08, 2027 22 – 26 February 2027	1 Week	Onsite	€5,700
Paris	Week 09, 2027 1 – 5 March 2027	1 Week	Onsite	€5,700
Jakarta	Week 09, 2027 1 – 5 March 2027	1 Week	Onsite	€5,700
Kuala Lumpur	Week 10, 2027 8 – 12 March 2027	1 Week	Onsite	€5,200
Amsterdam	Week 10, 2027 8 – 12 March 2027	1 Week	Onsite	€5,700
Zanzibar	Week 10, 2027 14 – 18 March 2027	1 Week	Onsite	€5,500
Dubai	Week 11, 2027 15 – 19 March 2027	1 Week	Onsite	€4,500
Madrid	Week 12, 2027 22 – 26 March 2027	1 Week	Onsite	€5,700
Accra	Week 12, 2027 28 March – 1 April 2027	1 Week	Onsite	€4,100
Cairo	Week 13, 2027 29 March – 2 April 2027	1 Week	Onsite	€4,100
Lisbon	Week 14, 2027 5 – 9 April 2027	1 Week	Onsite	€5,700
Nice	Week 15, 2027 12 – 16 April 2027	1 Week	Onsite	€5,700
Baku	Week 16, 2027 19 – 23 April 2027	1 Week	Onsite	€5,000
Abu Dhabi	Week 17, 2027 26 – 30 April 2027	1 Week	Onsite	€4,700
Milan	Week 18, 2027 3 – 7 May 2027	1 Week	Onsite	€5,700
Geneva	Week 18, 2027 9 – 13 May 2027	1 Week	Onsite	€6,200

Frequently asked questions

What does this course cover?

OverviewAdvanced RegTech Compliance Solutions and Governance Training Course is a one-week course for compliance leaders, regulatory operations teams, risk technology specialists, financial crime controls professionals, data governance teams, and assurance managers who need a RegTech Solution Governance File. The course connects RegTech compliance solutio…

Are training dates available?

Yes. Available dates and destinations are listed in the course dates section on this page.

How can I register?

Choose an available date on this page and complete the registration form, or send a programme enquiry.

Can I download the course brochure?

Yes. Use the brochure download link provided on this page.

RegTech Compliance Solutions and Governance Course