Supplier Audit and Compliance Training Course

Name: Supplier Audit and Compliance Assurance Training Course
Availability: InStock

Plan risk-based supplier audits, gather defensible evidence, report compliance findings, and verify corrective-action closure.

Supplier Audit and Compliance Training Course

At a glance

Duration: 1 Week
Format: Classroom
Cities: Phuket, London, Rome, Accra, Barcelona, Manama and more
Next session: 8 – 12 November 2026, Phuket
Average fee: 5,750 €

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Supplier Audit and Compliance Assurance Training Course

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Overview

Supplier Audit and Compliance Assurance Training Course is a one-week intermediate course for supplier quality, procurement assurance, compliance, vendor management, and contract-performance teams who leave with a Supplier Audit File. Participants apply risk-based planning, criteria mapping, sampling, interviews, site observation, document review, evidence evaluation, findings, corrective-action verification, and compliance monitoring. The course separates second-party supplier assurance from relationship management, certification audits, and fraud investigation. Agile Leaders Training Center delivers this course in supplier audit and compliance assurance.

Who Should Attend

Supplier-quality teams responsible for qualification, audit evidence, and corrective action
Procurement-assurance teams responsible for supplier controls and compliance monitoring
Compliance teams responsible for ethical, contractual, and operational requirements
Vendor-management teams responsible for supplier risk and performance follow-up
Contract-performance teams responsible for obligations, exceptions, and remediation evidence

The course assumes participants handle supplier requirements, records, performance data, or site reviews and leaves out certification-body audits, legal opinions, criminal investigation, and general supplier relationship management.

Departments and Industries

The course supports departments that need evidence-based assurance over suppliers in industrial, public, healthcare, and service environments.

Supplier quality and assurance
Procurement and vendor management
Compliance, risk, and governance
Manufacturing, energy, and construction
Healthcare, retail, and professional services

Learning Objectives

By the end of this course, participants will be able to:

Apply risk-based supplier audit planning.
Build criteria, evidence, and sampling plans.
Use interviews, observation, and document review.
Evaluate findings against supplier requirements.
Diagnose root causes and corrective actions.
Build follow-up and compliance-monitoring decisions.

Course Agenda

Day 1: Scope the Supplier Audit

Supplier Risk Segmentation and Audit Priority Matrix
Second-Party Audit Objective and Scope Statement
Supplier Requirement and Audit Criteria Map
ISO 19011:2026 Audit Principles Alignment
Audit Program, Team, and Resource Plan

Day 2: Design the Audit Evidence Plan

Supplier Process and Control Map
Document Request and Record Trace List
Audit Population and Sampling Worksheet
Interview Question and Role Matrix
Site Observation and Verification Checklist

Day 3: Conduct and Document the Audit

Opening Meeting and Audit Communication Plan
Evidence Triangulation and Reliability Grid
Quality, Contractual, Operational, and Ethical Test Sheet
Audit Trail and Working-Paper Index
Exception Validation and Closing Meeting Record

Day 4: Report and Verify Corrective Action

Finding Criteria, Condition, Cause, and Consequence Model
Finding Significance and Priority Matrix
Corrective and Preventive Action Review Sheet
Root-Cause and Remediation Adequacy Test
Closure Evidence and Residual-Risk Register

Day 5: Practice Supplier Audit Decisions

Suggested Exercise: Scope a Risk-Based Supplier Audit
Suggested Exercise: Test a Supplier Evidence Sample
Suggested Exercise: Draft and Prioritize Audit Findings
Suggested Exercise: Verify Corrective-Action Closure
Capstone Exercise: Complete a Supplier Audit File

Practical Exercises

The course uses suggested activities with fictional supplier profiles, requirements, records, interview notes, site observations, findings, and corrective-action evidence.

Suggested activity: prioritize supplier audits for an industrial supply base.
Suggested activity: trace quality and contract evidence for a healthcare supplier.
Suggested activity: test ethical and operational controls for a service provider.
Suggested activity: evaluate a corrective-action response and closure evidence.

FAQs

Who suits supplier audit and compliance training, and what does it assume?

Supplier quality, procurement assurance, compliance, vendor management, and contract-performance teams suit supplier audit and compliance training. The course assumes experience handling supplier requirements, records, performance evidence, or review activities.

How does supplier auditing differ from supplier relationship management training?

Supplier auditing evaluates evidence against defined requirements and records findings and follow-up, while supplier relationship management training focuses on segmentation, collaboration, performance dialogue, development, and commercial relationships.

How should a supplier audit sample be selected?

A supplier audit sample should reflect the audit objective, requirements, supplier risk, process volume, control frequency, history, and available records. Auditors document the population, selection method, rationale, procedures, exceptions, and limits.

What evidence supports a supplier compliance finding?

A supplier compliance finding requires relevant, reliable, and sufficient evidence linked to a defined criterion and observed condition. Auditors corroborate interviews, records, observation, and system data before stating cause, consequence, and significance.

How is supplier corrective-action closure verified?

Supplier corrective-action closure is verified through evidence that addresses root cause, implements the agreed action, and reduces the identified risk. Follow-up may use document review, data testing, interviews, or site verification according to significance.

Conclusion

Participants take back a Supplier Audit File. It combines a risk matrix, scope, criteria map, sampling plan, interview guide, observation checklist, evidence index, findings, corrective-action review, closure tests, and residual-risk register. The file helps teams connect supplier requirements to documented assurance decisions and accountable remediation.

credits: 5 credit per day

Course Mode: full-time

Provider: Agile Leaders Training Center

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Showing 21-40 of 76 events

Location	Dates	Duration	Mode	Price
Porto	Week 07, 2027 15 – 19 February 2027	1 Week	Onsite	€5,700
Jakarta	Week 08, 2027 22 – 26 February 2027	1 Week	Onsite	€5,700
Johannesburg	Week 08, 2027 28 February – 4 March 2027	1 Week	Onsite	€4,500
Tashkent	Week 09, 2027 7 – 11 March 2027	1 Week	Onsite	€4,500
Madrid	Week 11, 2027 15 – 19 March 2027	1 Week	Onsite	€5,700
Abu Dhabi	Week 12, 2027 22 – 26 March 2027	1 Week	Onsite	€4,700
Dubai	Week 13, 2027 29 March – 2 April 2027	1 Week	Onsite	€4,500
London	Week 13, 2027 29 March – 2 April 2027	1 Week	Onsite	€5,700
Baku	Week 14, 2027 5 – 9 April 2027	1 Week	Onsite	€5,000
Nice	Week 15, 2027 12 – 16 April 2027	1 Week	Onsite	€5,700
Milan	Week 16, 2027 19 – 23 April 2027	1 Week	Onsite	€5,700
Prague	Week 17, 2027 26 – 30 April 2027	1 Week	Onsite	€6,000
Manama	Week 17, 2027 2 – 6 May 2027	1 Week	Onsite	€4,700
Bali	Week 18, 2027 9 – 13 May 2027	1 Week	Onsite	€5,700
Barcelona	Week 20, 2027 17 – 21 May 2027	1 Week	Onsite	€5,700
Chicago	Week 20, 2027 23 – 27 May 2027	1 Week	Onsite	€12,000
Trabzon	Week 21, 2027 30 May – 3 June 2027	1 Week	Onsite	€6,800
Paris	Week 23, 2027 7 – 11 June 2027	1 Week	Onsite	€5,700
Athens	Week 23, 2027 7 – 11 June 2027	1 Week	Onsite	€6,700
Abu Dhabi	Week 23, 2027 7 – 11 June 2027	1 Week	Onsite	€4,700

Frequently asked questions

What does this course cover?

OverviewSupplier Audit and Compliance Assurance Training Course is a one-week intermediate course for supplier quality, procurement assurance, compliance, vendor management, and contract-performance teams who leave with a Supplier Audit File. Participants apply risk-based planning, criteria mapping, sampling, interviews, site observation, document review,…

Are training dates available?

Yes. Available dates and destinations are listed in the course dates section on this page.

How can I register?

Choose an available date on this page and complete the registration form, or send a programme enquiry.

Can I download the course brochure?

Yes. Use the brochure download link provided on this page.

Supplier Audit and Compliance Training Course